Add CategoryA former financial planner at the Commonwealth Bank has pleaded guilty to forging the signatures of clients on application and other documents.
Ricky David Gillespie, a former senior financial planner of the Commonwealth Bank's Commonwealth Financial Planning (CFPL) business, admitted to one rolled-up charge of forging client signatures 33 times between 2007 and 2009 while working out of the Broadbeach branch on Queensland's Gold Coast.
The Australian Securities and Investments Commission permanently banned Mr Gillespie in 2012 after it found he engaged in misleading and deceptive conduct in violation of financial services law.
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